Resources
We offer practical, reviewer-ready guidance for banks on US withholding, reporting, and governance. All resources below are available to clients globally. Most projects are handled remotely; on-site support is available on request.
QI Periodic Review: Complete Guide
- QI Periodic Review: Complete Guide
- QI documentation lifecycle — W-8/W-9 acceptance, renewals & change in circumstance
- QI withholding & 1042-S schema basics — pools, boxes, reject patterns & corrections
- QI governance & certification – policy stack, control calendar, KRIs & RO brief
- QI acceptance checklists — per form, reviewer-ready templates
- QDD basics for banks – scope, eligibility, 871(m) & reviewer expectations
- Can our statutory auditor be the QI reviewer?
- QI sampling sizes (documentation vs. payments) — what passes in practice
- Material failure vs. event of default — wording & remediation
- QAAMS upload checklist
- 1042-S reconciliation guide (to Forms 1042/GL)
- 1446(f) broker logic checklist — PTP transfers, exceptions & evidence
- QI reconciliations — 1042-S ↔ 1042 ↔ GL (method & templates)
FATCA for Foreign Banks: Operating Model & Reporting
- FATCA for Foreign Banks: Operating Model & Reporting
- FATCA GIIN due diligence — registration, monitoring & common pitfalls for banks
- FATCA: Model 1 vs Model 2 — practical nuances for foreign banks
- FATCA Responsible Officer (RO) certification for FFIs — playbook & timelines
- FATCA documentation lifecycle — W-8/W-9 renewals, change in circumstances & reviewer-ready evidence
- FATCA corrections & re-filings — practical workflows and evidence
- FATCA reporting — Form 8966 & local IGA portals: data mapping, validations & reviewer-ready evidence
- FATCA governance — roles, policies, and the annual control calendar
- FATCA sponsored structures — sponsors & sponsored FFIs: registration, GIINs, documentation & control
- U.S. TIN collection & formatting for FATCA — name/TIN hygiene, common reject patterns & validation tips
- FATCA data dictionary — structuring sources→targets, transformations & versioning
Other Topics
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