RO Certification Support — FATCA (CEIC, Drafts & Evidence)

RO Certification Support — FATCA

Support your FATCA RO with a CEIC that stands up to scrutiny: portal draft answers, evidence index (8966 mapping, validations, local-portal receipts), and a remediation plan. Worldwide, remote-first, fixed-fee.

Worldwide (remote-first) • Reviewer-ready outputs • Languages: EN/DE

What this FATCA service covers

  • CEIC decision & language (or qualified certification if required).
  • Portal draft answers for the FATCA certification (status-specific).
  • Evidence index: 8966 mapping workbook, validations, indicia resolutions, local-portal submissions & receipts, corrections log, governance/KRIs.
  • Remediation plan (owners, milestones, tests, acceptance notes).
  • RO briefing & Q&A (internal committees / potential authority inquiries).
No mandatory external review under FATCA: This service provides a review-like readiness check and the certification package without affecting independence under QI.

Deliverables you receive

  • FATCA RO certification draft (CEIC/qualified) with status-specific wording.
  • Evidence pack index (numbered): mapping workbook, validation logs, portal receipts, corrections register, approvals.
  • Materiality notes for common FATCA issues (TIN/GIIN hygiene, indicia, totals consistency).
  • Remediation plan & sign-off templates.

Packages

Lite

  • CEIC decision & wording
  • Portal drafts
  • Evidence index skeleton

Standard

  • Everything in Lite
  • Remediation plan
  • RO briefing & Q&A

Plus

  • Everything in Standard
  • Authority inquiry readiness
  • Follow-up review of responses

FAQ (FATCA)

Is an external review mandatory under FATCA?

No. The RO must provide a certification (CEIC/qualified), but there is no mandated external periodic review under FATCA.

What evidence should the RO rely on?

8966 mapping, validations, indicia resolutions, local-portal submissions & receipts, corrections register, and governance/KRIs—organized in an indexed pack.

Do you also help with 8966 submissions?

Yes—see our FATCA Reporting (Form 8966) service. This RO page focuses on the certification package.

Ready to prepare your FATCA RO certification?
Share your data flows & portals—get a fixed-fee scope.